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Risk and Compliance Manager

Ref: 75538

  • NEG
  • 09 Sep 2021
  • Dublin (Central)
  • Permanent

Risk and Compliance Manager

About the Company

My client is a fast-growing, global startup financial services company that puts ethical, environmentally sustainable business practices to the forefront of how they operate and are now seeking a Risk and Compliance Manager to join their growing team. 

 

About the Position

This role will be based in Dublin and is a key hire. The successful candidate will lead the organisation in world class fraud and risk management. 

Key Responsibilities 

  • Monitoring and ensuring the Group’s adherence with laws, regulations, and internal policies whilst taking a commercial and practical approach to risk-based challenges and offering appropriate solutions
  • Reviewing and revising best business practices and policies to address any potential risks
  • Designing, implementing and overseeing an overall risk management approach for the Group
  • Regular reporting to senior management within the Group on the progress of key compliance initiatives
  • Advising Senior Management on the regulatory, legislative and best practice changes and their obligations under these changes and how they impact the Group
  • Conducting compliance audits and risk assessments during the year
  • Coordinating and supporting regular Board meetings in respect of the Group’s regulated businesses. This includes managing the delivery of appropriate management information.
  • Completing or overseeing the completion of onboarding packs in respect of the approval of high risk clients
  • Reviewing and updating business continuity plans for local offices
  • Potentially acting as a compliance office for EU regulation in EU member states we have an entity in.
  • Ensuring compliance projects are carried out to a high standard, efficiently and to deadlines
  • Developing appropriate compliance and risk training for local offices and coordinating with the heads of local offices the delivery of that training
  • Managing the remediation of material risk incidents in consultation with senior management
  • Overseeing the management of the cybersecurity risk of the Group

Experience/Requirements 

  • A degree and a professional accounting or legal compliance qualification is preferable
  • 7+ years’ experience in risk management and compliance at a senior level
  • Practical and pragmatic approach to problem solving
  • Extensive experience in both onshore and offshore compliance
  • Experience and knowledge of Cayman Islands and/or British Virgin Islands regulatory framework preferable
  • Strong technical skills in business matters, corporate governance and regulatory law and risk
  • Excellent communicator, both verbal and written and presentation skills
  • Analytical skills and attention to detail
  • Planning and organisational skills (both at an individual and team level)

Remuneration Package

Salary will be commensurate with experience. 

For more information on this role or any other roles within the Compliance and Risk space, reach out to Louise Morrissey in Brightwater or email me. Alternatively please apply via the link below.