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Compliance Manager

Ref: 75592

  • 75,000-90,000
  • 09 Sep 2021
  • Dublin (Central)
  • Permanent

Compliance Manager

About the Company

Opportunity to join one of Irelands leading Insurance groups, a multi-line provider with a global and local presence. 

About the Position

You will assist in delivering practical solutions, guidance and training; identifying and managing Compliance Risks across the business. You will also implement policies, processes and controls related to Compliance Risk interact with supervisory bodies whenever required. 

 The role supports the EMEA Compliance Team in carrying out their oversight obligations in addition to providing support to the Regional Compliance Officer.  

Key Responsibilities 

  • Assist Teams in maintaining assurance and reporting obligations to governance bodies and management, as well as supporting the communication with regulatory bodies as appropriate. 
  • Participate in the delivery of risk-based assurance to business management and within the Compliance function. Assist with governance committees and foster and develop cooperation with other Assurance Providers across the three lines of defence to achieve truly integrated assurance.
  • Execute allocated assurance activities included in the assurance plan and coordinate and lead multi-jurisdiction assurance activities. 
  • Prepare adequate reporting regarding progress against allocated assurance activities, significant results, as well as escalation of overdue issues for reporting to governance committees and business management (as appropriate). 
  • Create action plans to resolve identified findings. 
  • Evaluate business activities to assess compliance risk.  Provide input to the annual compliance risk assessment to satisfy internal and regulatory requirements and communicate assessment results to management, governance committees and other stakeholders, as applicable, coordinating action plans settlement whenever is necessary.  
  • Provision of timely and accurate information and services to support Compliance in their management of both local and regional compliance obligations
  • Provide key practical advisory service for all compliance related queries across the EMEA region including: 
    • Ability to integrate MI while co-ordinating reporting across business units
    • Assisting in the monitoring of compliance controls
    • Providing project support in respect of identified compliance initiatives by participating in projects or lead work streams / sub-projects
    • Providing an accurate and consistent approach to compliance issues
  • Producing review reports to highlight areas of action

Experience/Requirements 

As a Compliance Manager your skills and qualifications will include: 

  • 8 years of experience in a related field
  • Bachelors degree, ideally in economics, finance or accounting
  • Professional diploma (or studying for one) in Compliance
  • Advanced Microsoft Office skills in Excel, Visio, etc. mandatory
  • Practical understanding of the Financial Services industry required (Insurance Industry is preferable)
  • Ability to help plan and manage (where a requirement arises) company policy and processes to incorporate compliance requirements
  • Strong reporting and presentation skills.
  • Flexibility to travel (10-15%)
Contact

For more information on this role or any other roles within the Compliance and Risk space, reach out to Louise Morrissey in Brightwater or email me. Alternatively please apply via the link below.