Compliance Associate

About the Company

About the Position

Key Responsibilities

• Monthly reviews of new business and ensuring compliance with AML/CTF procedures
• Quality assurance of Sanctions and PEPS
• Data subject access requests and maintaining data breach log
• Responding to compliance queries from the broader business and managing the compliance mailbox
• Perform oversight reviews
• Ensure compliance with conduct of business rules
• Maintenance of fitness and probity Register
• Reviewing policy and procedures/frameworks
• Assist the Compliance Manager with tax reporting and payment obligations to HMRC

Experience/Requirements

• 3/4 years compliance experience in the life assurance industry, pref cross border
• LCOI / Prof Diploma in Compliance
• Analytical and report writing skills. 

Remuneration Package

Contact

For more information on this role or any other roles within the Compliance and Risk space, reach out to Louise Morrissey in Brightwater or email me. Alternatively please apply via the link below.