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Compliance Advisor

Ref: 78145

  • 70,000-75,000
  • 28 Oct 2022
  • Dublin (Central)
  • Permanent

Compliance Advisor

About the Company

International Banking and Wealth Management Group 

About the Position

Provide support to the Head of Compliance and provide advice and guidance to staff in relation to compliance matters

Key Responsibilities

  • Provide support to the Head of Compliance and provide advice and guidance to staff in relation to compliance matters
  • Review of new regulation and legislation and to analyse the impact it may have on the business
  • Involvement in projects that require regulatory/compliance input
  • Key focus on areas such as AML, MIFID II, Client Asset Requirements, Market Abuse Regulations, EMIR, Central Bank Codes.
  • Review of firmwide policies and procedures and controls in areas related to Compliance
  • Assist in communications with the Central Bank of Ireland and other regulatory authorities when required
  • Development and provision of Board and staff training in compliance areas
  • Oversight and conducting monitoring as required to be carried out in order to meet regulatory requirements
  • Support Compliance Team in Ireland as required
  • Engagement with external legal advisors and consultants when required
  • Attendance at Industry seminars and networking events related to Compliance


  • Legal, Professional or Business 3rd level qualification
  • Minimum of 3 years' experience within a Compliance role
  • Excellent analytical and presentation skills
  • A good working knowledge of Financial products and Markets
  • An ability to work on your own initiative is a priority
  • Natural team player, comfortable working closely in a team environment
  • Attention to detail and accuracy is a requirement
  • An inquiring mind and desire to develop and learn
  • A strong work ethic and an enthusiasm to achieve
  • Working knowledge of MiFID II an advantage
  • Professional Diploma in Compliance (LCI) or working towards the same desirable but not essential

Remuneration Package

Salary is €70 - €80k plus benefits. 

For more information on this role or any other roles within the Compliance and Risk space, reach out to Louise Morrissey in Brightwater or email me. Alternatively please apply via the link below.

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