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DP of Regulatory Compliance, SuperManCo

Ref: 78918

  • Highly Competitive Remuneration Package and Bens.
  • 13 Mar 2023
  • Dublin (Central)
  • Permanent

Job Title

DP of Regulatory Compliance, SuperManCo

About the Company

Super opportunity to join a growing SuperManco across their UCITS and AIF business lines and be part of a sizeable compliance team here in Dublin. With this role, you will gain invaluable exposure across multiple jurisdictions in Europe and their different marketing and distribution strategies. As a Designated Person (“DP”) for Regulatory Compliance for this Irish ManCo, this is a Pre-Approved Control Function role and will be subject to Central Bank of Ireland approval.
You will be responsible for providing a comprehensive business-focused compliance services to the company, the boards of directors’ teams in Ireland and across Europe.

Key Responsibilities

  • Maintain oversight of financial promotions, client marketing materials and client communications (including digital & social media) for the firm’s Europe products globally
  • Be a project lead on the of European strategy projects for the ManCo and participate in larger projects as required.
  • Provide proactive advice on future and changing regulatory matters impacting all related funds and maintain the European Regulatory heat-map to ensure European regulatory change are implemented in line with deadlines.
  • Ensure compliance by each fund under management and assess the adequacy and effectiveness of the measures, policies and procedures in place with the applicable regulatory requirements.
  • Support on the design and implementation of the compliance framework for the European ManCo.
  • Advising on regulatory and compliance issues and acting as a point of escalation for compliance questions and issues
  • Reporting to the relevant Committees and the Board of the ManCo and Fund Boards as monthly and quarterly.


  • Sound experience in working in a Compliance role with experience in marketing and distribution being ideal.
  • Extensive knowledge of Investment Management industry and associated compliance requirements.  Understanding of UCITS and AIFM requirements, fund structure, management company structure and marketing/ distribution requirements.
  • Sound understanding of MIFID requirements, marketing and distribution rules.
  • Thorough understanding of the Central Bank of Ireland’s Fund Management Company Guidance (CP86) requirements.
  • Exposure to Private Equity is an advantage, but not essential
  • Sound analytical skills and industry awareness including of emerging regulation to identify the impact on the business areas and developing strategies and ability to work proactively with business areas to meet all new regulatory requirements.
  • Understanding of the regulatory regime in Ireland, UK and other EU countries, eg. Luxembourg Italy etc
  • Experience of dealing with and managing the CBI relationships or any other of regulatory or industry bodies as necessary including day to day matters as well as thematic reviews.
  • Demonstrable significant experience in a Compliance role at a senior level, ideally in asset management or funds industry.
  • Ability to demonstrate a positive proactive approach while contributing to the development and implementation of a comprehensive, risk-based compliance service.   

Remuneration Package

Excellent Remuneration Package on offer along with a great hybrid working model, with 1-2 days office, remainder from home office. 

For a confidential discussion, please contact Estelle Davis or email  Brightwater Executive or click the apply button below.

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