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Senior Compliance Manager; Wealth Managment

Ref: 921245

  • €80,000 - €110,000
  • 11 Feb 2019
  • Dublin (Central)
  • Perm

 Senior Compliance Manager Reporting into the Head of Compliance the successful Compliance Manager will have a minimum of 8 years’ legal, compliance or regulatory experience within the Capital Markets arena. You will join a rapidly expanding legal and compliance function for this progressive financial services group, who are based in Dublin 2. Day to day duties include but are not limited to • Lead a team of 4 compliance specialists within the Capital Markets area • Manage relationship with relevant regulators. • Respond to ad hoc questions from the business which relate to the Irish regulatory environment in a timely and complete fashion. • Involvement with projects which require compliance lead or input. • Consideration and escalation of the regulatory, reputational and ethical risk associated with proposed strategies and business lines. • Issuing policies to the business and providing training as required and in line with the local annual compliance training plan. • Provide input into European and Irish regulatory consultations. • Input to the periodic risk assessment, testing and surveillance processes. • Facilitating coordination with other internal control functions as required, e.g. Internal Audit and Operations. Requirements • 8+ year working in a compliance team in an investment business firm. • A third level business, finance, legal or similar qualification • In depth understanding of the functioning of debt & equity capital markets. • Ability to work in an extremely fast-paced environment related to a deal driven business. • Extensive experience in influencing decisions at the most senior levels within an investment firm environment. For more information on this Compliance Manager Job, then please contact Eimear Walsh (01) 6621000 or by email at