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Compliance Manager

Ref: 9223268

  • €65,000 - €120,000
  • 07 Jul 2021
  • Dublin (West)
  • Perm

 A leading Insurance firm are hiring a Senior Compliance Manager to join their business. The objective of this role is to manage the compliance function in Ireland. The successful candidate will oversee the compliance framework ensuring all statutory and regulatory requirements are met. This is a permanent role with remote working available, a competitive salary and benefits package along with the opportunity to really become embedded in the compliance function of the business.

Responsibilities

• Lead the Compliance function in Ireland to ensure that the Company meets all legal & regulatory obligations. • Operate independently from the business in identifying, assessing and monitoring compliance risks and compliance standards. • Collaboration with other Heads of Compliance • Oversee the Company’s compliance with the Compliance Risk Assessment: assess compliance risks and controls in place by the business to mitigate the associated compliance risks. Provide an independent evaluation of, and opinion on, processes, systems and controls to manage compliance risks, providing recommendations to address areas of vulnerability. • Ensure all circumstances of compliance breaches are investigated and prepare reports, which include remedial action points. • Lead engagement with Regulatory bodies in Ireland. • Manage the execution of the annual Compliance Monitoring Plan. • Verify actions undertaken by business to ensure timely resolution of compliance matters. • Oversee compliance training and communications for all employees, commensurate with their roles and responsibilities • Manage the Irish Compliance Team • Monitor the introduction of new and amended compliance obligations as set out in relevant legislation, regulations and standards. Engage with the business to implement the associated required changes to work practices, procedures and documentation. • Educate the business in relation to the compliance obligations to promote a strong awareness and compliance culture. • Coordinate the compliance reporting to senior management

Requirements:

• 8+ years relevant compliance experience preferably in Insurance/ Financial Services sector. • Professional qualification in Law/Business or relevant field • Thorough understanding of Irish financial services regulatory requirements and relevant EU directives • High level of knowledge of emerging regulation across the financial services industry • Proven experience of implementation of regulatory, compliance, corporate governance and compliance framework. • Experience in dealing with regulatory and supervisory authorities (advisable). • Experience of managing regulatory issues relating to business on a cross border basis.

For a confidential and discreet conversation to understand more about the role, please contact Louise Morrissey on 01 662 1000 or email [email protected]