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Compliance Manager

Ref: 75630

  • 70000 - 85000
  • 09 Sep 2021
  • Dublin (Central)
  • Permanent

Compliance Manager

About the Position

The successful candidate is responsible for supporting the Head of Risk and Compliance. You will ensure an effective compliance framework is in place,  maintaining compliance with regulatory requirements and with the conditions of the firm’s regulatory authorisations. The role reports to the Head of Risk and Compliance and the MLRO. 

Key Responsibilities 

  • Support the senior leadership team where required with regard any regulatory communications and keep abreast of regulatory changes
  • Carry out compliance related monitoring, prepare reports with findings and agree action plans with the management team
  • Consider ongoing compliance risks in the business and new regulatory developments for approval
  • Advise on and assist with remediation of issues raised by regulators and auditors
  • Take a lead role in the development and roll out of the compliance training and awareness plan to ensure Company staff has sufficient training and support
  • Prepare and update the compliance framework in terms of legislative and regulatory requirements applicable to the Company
  • Manage broad compliance and risk workflows including AML, Onboarding and EDD practices.

Experience/Requirements 

  • Experience of working in a financial services/FX environment
  • Deep understanding of the regulatory regime applicable to EMI and MIFID firms
  • Extensive experience in financial services compliance
  • ACOI an advantage/preferable
Remuneration Package
Permanent role, salary €70 - €85k plus benefits. 
Contact

For more information on this role or any other roles within the Compliance and Risk space, reach out to Louise Morrissey in Brightwater or email me. Alternatively please apply via the link below.